CU COMPLIANCE

Compliance Made Simple with Comply-YES

Finding people who are truly passionate about compliance is rare—finding those who love helping others at the same time is even rarer. That’s what sets Comply-YES apart. Our team takes a proactive, “CAN DO” approach to compliance, allowing your credit union to stay fully compliant without the stress. By outsourcing compliance to us, your team can focus on delivering exceptional member service while we handle the complexity.

Our Compliance Services Include:

• Staff & Director Training – Keep your team informed and compliant.

• Marketing Compliance – Ensure all communications meet regulatory standards.

• Policy & Procedure Development, Review, and Maintenance – Build strong governance from the ground up.

• Compliance Management System (CMS) – Design, implement, and manage a robust compliance framework.

• Policy Governance Program – Develop and maintain a centralized policy manual.

• Product & Service Compliance Review – Analyze offerings to ensure regulatory alignment.

• Internal Audit & Exam Management – Identify gaps, remediate findings, and reduce risk.

• Compliance Help Line – On-demand support for your team.

• Meeting Participation – Act as your compliance stakeholder during key discussions.

• Executive & Board Reporting – Deliver oversight reports for leadership accountability.

• Forms Management Program – Development and ongoing maintenance.

• Member Complaint Tracking & Resolution – Handle issues effectively and efficiently.

• Regulatory Change Management – Review, analyze, and implement updates seamlessly.

• Customized Compliance Solutions – Tailored services to meet your unique needs.

Stay compliant. Stay confident. Stay focused on your members—with Comply-YES.